MarketMates Limited (“MML”,”MarketMates,” “we,” “us,” or “our”) recognises the potential for conflicts of interest to arise in our business operations. This policy outlines our commitment to identifying, managing, and disclosing conflicts of interest to ensure fair treatment of our customers.
MML is licenced by the Mauritius Financial Services Commission (‘FSC’) under the Securities Act 2005, and adheres to the FSC’s Code of Business Conduct and Guidelines on Managing Conflicts of Interest.
Conflicts of interest may arise between MML and our customers, or between customers. Examples may include:
We maintain an effective Conflict of Interest Policy to prevent material risks to our customer’s interests. The policy covers:
If our policy cannot sufficiently prevent risks of damage to our customers’ interests, we will disclose the general nature and sources of conflict to enable informed decision-making.
We maintain a register of interests, updated regularly, to record and manage conflicts of interest.
All staff, management, senior and executive management are accountable for adhering to this policy and reporting any breaches.
We proactively avoid conflicts of interest by:
The Board of Directors will review and update this policy periodically to ensure effective implementation.
The Audit Committee is responsible for reviewing and approving conflicts of interest and related-party transactions
We have policies in place for anti-bribery, personal account dealing, and disclosure of staff members’ personal relationships.
We have policies in place for sponsorships, investment independence, commission sharing, and fair treatment of clients.
We ensure that client funds are segregated from our proprietary funds.
We disclose and manage multiple roles within the Company to avoid conflicts of interest.
